Your Financial Profile
The objective of the planning process is to lead you from where you are today to where you want and need to be. We have two initial forms that we use to learn more about you and your situation.
We usually ask new clients to fill out Your Financial Profile, our confidential fact finder. Based on the information you share in this document and from our subsequent conversations, we identify your goals, dreams, and plans, using them to formulate a customized plan for you and your family.
Depending on your situation, we may ask you to fill out our Required Account Opening Information form, which is more specific to the process of opening an account.
Once you have completed the form, please upload it to the Secure Document Upload link below.
In addition to the completed form, we ask you to provide any of the below relevant and accessible supporting documents:
- Copies of all wills and trusts
- Previous year’s tax return(s)
- Copies of recent statements from:
- Bank Accounts
- Investment Accounts
- Insurance Policies
- Annuities
- Copy of recent pay stub(s)
- Business financial statements
- Copies of employer benefit programs
- Group Life
- Health Insurance
- Disability
- Pension/Retirement Plans
PLEASE NOTE: Both the Your Financial Profile form and any of the requested documents should not be emailed, due to the privacy of the information you are providing. Physical copies can be brought to our office OR you can use our secure upload site to pass along information to our office.